Ready to step up into a newly created role where you get to drive compliance and manage operations?
Is this you?
You have a passion for maintaining order in high-performance environments, your expertise in compliance frameworks, sharp eye for detail, and strong interpersonal skills allow you to thrive both independently and within small, dynamic teams. You enjoy working with a diverse group of stakeholders, ensuring regulatory compliance and improving operational processes seamlessly.
What you’ll be doing (and why you’ll enjoy it)
You’ll take charge of the compliance framework, collaborating with stakeholders to ensure adherence to regulatory requirements. From resolving client complaints to maintaining key registers and fit-and-proper queries, your ability to keep systems streamlined and efficient will be vital. You’ll be instrumental in refining processes, policies, and procedures, conducting compliance audits, and managing compliance manuals. As the role evolves, you’ll take on more operational responsibilities, reporting directly to the directors and managing staff while driving excellence across the board.
Where you’ll be doing it
Our client is a boutique wealth manager operating across Cape Town, London, and Istanbul. With decades of international expertise in investment management and corporate finance, they deliver personalized services to high-net-worth individuals and corporate clients. The team prides itself in fostering a culture of excellence, collaboration, and unwavering client focus in a supportive and fast-paced environment. You will be fully office based in professional offices in Sea Point, Cape Town.
What you’ll need
To excel in this role, you’ll need a completed BCom degree in Law, Finance, or Accounting, along with at least 5 years of compliance and operations experience in the financial services sector (preferably asset, investment or wealth management). Proficiency in FICA, FAIS, and related legislation, coupled with strong communication, interpersonal, and report-writing skills, is essential. Your ability and potential to step into a management role will be highly advantageous.
What you’ll get
An opportunity to join a growing company where you’ll earn a competitive salary, work in a flexible and collaborative environment, and get the chance to shape operations and compliance in a rewarding, impactful role. Your potential to grow is endless and you will be mentored and supported by industry professionals.
How to apply
For a confidential discussion please contact Claudette on (021) 035 1433 or send your CV to c (dot) dupreez (at) thetalentexperts (dot) co (dot) za
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